Compliance Oversight

Our expert team of compliance consultants provide you with an all-encompassing solution to your regulatory requirements.

With the regulatory landscape everchanging and increased pressure on internal teams, it is more challenging than ever for firms to keep a hold of updating regulations, new risks or other regulatory updates that affect the running of their operations. Our team can provide the resources that you require to ensure that your compliance department is always running efficiently and remaining proactive rather than reactive to regulatory changes. Whether you are based in the UK or EU we provide bespoke services to clients in all types of regulated businesses.

If you’re looking for ongoing regulatory assistance, we offer compliance oversight via a retained support service. Working on this basis means your business will have access to our team that can provide specialist advice at all times meaning you’re only a phone call away from the guidance you need.

Support we can provide:

• Complete review and assessment of systems, policies, and procedures
• Assigned Consultant with personalised reviews (Monthly, Quarterly or Bi-annual)
• Assistance with RegData, Connect Submissions and any variation of permissions

We also offer a wide range of bespoke compliance services on a project basis, tailored specifically to you and your business needs.

For more information please contact info@lhiconsult.com